Common Stock
Announce Date Offering Type Status Private Placement? Share Price ($) Shares Offered Offering Size ($000)
9/22/2017 Shelf Registration Pending 9/22/2017 No - - 250,000
  Class A Common Stock
5/24/2013 Shelf Registration Terminated No - - 160,000
  Class A Common Stock
1/15/2010 IPO Priced 3/24/2010 No 14.50 11,500,000 166,750
  Class A Common Stock

Subordinated Debt
Announce Date Private Placement? Coupon (%) Maturity Date YTM (%) Offering Size ($000)
5/11/2020 No - 5/15/2030 - 100,000
  FXD-FRN LOWER TIER II PIDI 15/05/2030 USD (SEC REGD)

Common Stock (Subsidiaries)
Announce Date Offering Type Status Private Placement? Share Price ($) Shares Offered Offering Size ($000)
Cascade Bancorp
4/26/2011 Common Stock - Other Priced 4/20/2011 Yes 4.00 50,000 200
  Common Stock
Cascade Bancorp
3/23/2011 Shelf Registration Terminated No - 44,383,277 -
  Common Stock
Cascade Bancorp
11/16/2010 Private Placement - Common Stock Priced 1/28/2011 Yes 4.00 11,468,750 45,875
  Common Stock
Cascade Bancorp
11/16/2010 Private Placement - Common Stock Priced 1/28/2011 Yes 4.00 11,468,750 45,875
  Common Stock
Cascade Bancorp
11/16/2010 Private Placement - Common Stock Priced 1/28/2011 Yes 4.00 3,537,500 14,150
  Common Stock
Cascade Bancorp
10/29/2009 Private Placement - Common Stock Priced 1/28/2011 Yes 4.00 6,250,000 25,000
  Common Stock
Cascade Bancorp
10/29/2009 Private Placement - Common Stock Priced 1/28/2011 Yes 4.00 11,468,750 45,875
  Common Stock
Cascade Bancorp
10/7/2009 Follow-On Terminated No - - 93,000
  Common Stock
Northwest Bancorporation, Inc.
8/31/2015 Private Placement - Common Stock Priced 8/28/2015 Yes 9.25 2,162,162 20,000
  Common Stock
Northwest Bancorporation, Inc.
12/11/2013 Private Placement - Common Stock Priced 12/11/2013 Yes 6.50 1,000,000 6,500
  Common Stock
Northwest Bancorporation, Inc.
12/28/2012 Private Placement - Common Stock Terminated Yes 4.68 832,713 3,897
  Common Stock
Northwest Bancorporation, Inc.
5/10/2010 Common Stock - Subscription Rights Offering Priced 7/15/2010 No 4.00 686,805 2,747
  Common Stock

Preferred Stock (Subsidiaries)
Announce Date Offering Type Status Private Placement? Coupon (%) Shares Offered Offering Size ($000)
Northwest Bancorporation, Inc.
2/22/2013 Preferred Equity Priced 2/28/2013 No - 10,500 10,837
  Variable rate series A cumulative perpetual preferred stock, no par value
2/22/2013 Preferred Equity Priced 2/28/2013 No 9.0000 525 594
  9.000% Series B cumulative perpetual preferred stock, no par value
12/28/2012 Private Placement - Preferred Stock Terminated Yes 7.0000 - -
  7.000% Series C convertible preferred stock
12/28/2012 Private Placement - Preferred Stock Terminated Yes 5.5000 - -
  5.500% Series D preferred stock
2/13/2009 Private Placement - Preferred Stock Priced 2/13/2009 Yes - 10,500 10,500
  Variable rate series A cumulative preferred stock issued under TARP with immediately exercised warrant, no par value

Trust Preferred (Subsidiaries)
Announce Date Private Placement? Coupon (%) Maturity Date YTM (%) Offering Size ($000)
Cascade Bancorp
4/4/2006 No - 6/15/2036 - 26,500
  Variable rate trust preferred securities, due 06/15/36
Cascade Bancorp
3/31/2006 Yes - 6/15/2036 - 13,250
  Floating rate trust preferred securities, due 06/15/36
Cascade Bancorp
12/16/2004 Yes - 3/15/2035 - 20,000
  Floating rate trust preferred securities, due 03/15/35
Mountain West Financial Corp.
9/30/2006 No - - - 14,000
  Trust preferred securities
Mountain West Financial Corp.
6/30/2003 No - - - 5,825
  Trust preferred securities
Northwest Bancorporation, Inc.
6/30/2005 Yes - 6/30/2035 - 5,000
  Variable rate trust preferred securities, due 06/30/35

Junior Subordinated Debt (Subsidiaries)
Announce Date Status Private Placement? Coupon (%) Maturity Date YTM (%) Offering Size ($000)
Cascade Bancorp
7/11/2006 Priced 6/29/2006 Yes - 9/15/2036 - 20,000
  FRN JNR SUB PIDI 15/09/2036 USD (144A)

Subordinated Debt (Subsidiaries)
Announce Date Private Placement? Coupon (%) Maturity Date YTM (%) Offering Size ($000)
Northwest Bancorporation, Inc.
12/11/2013 Yes 7.5000 11/18/2022 - 6,000
  7.500% Unsecured subordinated notes, due Nov 18, 2022

Note: Capital Offerings information is comprehensive for securities issued on or after January 1, 2000.